Uncovering small cap value with multiple catalysts.
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Under normal market conditions, the SmallCap Equity Fund invests at least 80% of its net assets in a portfolio of common stocks of smaller companies. The SmallCap Adviser characterizes small capitalization companies as those companies with a market capitalization (defined as shares outstanding times current market price) between $100 million and $2.5 billion at the time of the SmallCap Equity Fund’s initial investment. The SmallCap Adviser may change this characterization at any time in the future based upon the market capitalizations of the securities included in the Russell 2000® and Russell 2000 Value Indexes. The SmallCap Adviser closely monitors the issuers and will sell a stock if the stock achieves its price objective and has limited further potential for a price increase, the forecasted price/earnings ratio exceeds the future forecasted growth rate, and/or the issuer suffers a negative change in its fundamental outlook.
The SmallCap Equity Fund seeks to provide long term capital appreciation by investing primarily in smaller capitalization equity securities.
You may want to invest in the Fund if you are a long term investor, if you seek growth of capital and if you seek investments in small capitalization growth stocks as part of your overall investment strategy.
Macrae Sykes is a portfolio manager of the Gabelli Equity Trust (GAB) and for individual separately managed accounts. He is the sole portfolio manager for the Gabelli Financial Services Opportunities ETF, an active, transparent fund listed on the NYSE (GABF). Mac joined the firm in 2008 as an analyst focused on financial services. Macrae was… More
Hendi Susanto covers the technology sector with a focus on semiconductors, electronics, equipment, cybersecurity, IT infrastructure and software. He is a research analyst and co-portfolio manager of The Gabelli Global Mini Mites Fund. He joined the firm in 2007. Hendi spent his early career in supply chain management consulting and operations roles in the technology… More
Supported by a centralized team of 30+ sector-focused analysts supporting Growth and Value portfolios
A graphical measurement of a portfolio’s net return that simulates the performance of an initial investment of $10,000 over the given time period.
| Symbol | Company | Sector | Portfolio |
|---|---|---|---|
| NTCT | NETSCOUT SYSTEMS INC | Information Technology | 2,304,208.72 |
| IMAX | IMAX CORP | Communication Services | 1,963,628.35 |
| ETD | ETHAN ALLEN INTERIORS INC | Consumer Discretionary | 1,828,615.50 |
| FLS | FLOWSERVE CORP | Industrials | 1,827,153.24 |
| SKY | CHAMPION HOMES INC | Consumer Discretionary | 1,793,901.56 |
| MWA | MUELLER WATER PRODUCTS INC | Industrials | 1,786,517.60 |
| AIR | AAR CORP | Industrials | 1,734,066.29 |
| AEIS | ADVANCED ENERGY INDUSTRIES INC | Information Technology | 1,728,256.23 |
| ABM | ABM INDUSTRIES INC | Industrials | 1,650,211.84 |
| VBTX | VERITEX HOLDINGS INC | Financials | 1,637,183.02 |
Gross Expense Ratio
1.58%
Net Expense Ratio
1.25%
Maximum Sales Charge
4.00%
