Open-End Fund

The Gabelli SRI Fund

SRIAX

US SRI Value

Seeks Capital Appreciation Through Socially Responsible Opportunities

Fund Total Net Assets as of 05/31/2025
$21.1M
NAV as of 06/02/2025
$12.98
Index
S&P 500 Index; MSCI ACWI SRI Index
Investment Category
US SRI Value
Inception Date
6/1/2007
YTD Return as of 06/02/2025
4.804%
Total Net Assets

XXXXXXXXX

Market Price as of 06/02/2025
$13.09
1 Day NAV Change
-0.076%
Dividends Paid
Annually – Dec.
Minimum Initial Investment
$1,000
Description of Strategy

The Gabelli SRI Fund seeks to provide investors with a socially responsible investment SRI vehicle option that still maintains relatively high capital appreciation. The Fund excludes companies that derive 10% or more of their revenues from tobacco, cannabis, alcohol, gambling, or weapons, and is diversified across a multitude of industries. The primary focus is to identify companies that are selling at substantial discounts to their intrinsic or Private Market Values (PMV) and to achieve risk-adjusted returns over the long-term.

Investment Objective

The Fund seeks to provide capital appreciation while employing certain SRI criteria within a fundamental stock selection process.

Why Invest

Purpose-driven Investments: By combining financial growth with ethical values, the Fund empowers investors to align their portfolios with a positive impact on society while pursuing strong returns.
 
Deep and Disciplined: The Fund utilizes our Private Market Value with a Catalyst™ approach to determine the price a strategic buyer would be willing to pay for the entire company and potential catalysts, such as buyouts or management changes, that could surface the unlocked value of the company.
 
Our Team: Led by skilled Co-CIOs, Kevin Dreyer and Chris Marangi, along with management support from a talented group of co-portfolio managers.

Investment Team

Portfolio Managers

Christopher J. Marangi

Christopher J. Marangi

14 years managing this fund
Co-CIO, Value

Mr. Marangi joined GAMCO in 2003 as a research analyst covering companies in the Cable, Satellite and Entertainment sectors. He began his career as an investment banking analyst with J. P. Morgan & Co and later joined private equity firm Wellspring Capital Management.   Mr. Marangi has appeared on Bloomberg television and radio and has… More

Ian Lapey

Ian Lapey

7 years managing this fund
Portfolio Manager

Ian Lapey joined the firm in 2018 and is the portfolio manager of The Gabelli Global Financial Services Fund and co-portfolio manager of The Gabelli ESG Fund. Prior to joining the firm he was a research analyst and partner at Moerus Capital Management LLC and before that was a partner, research analyst and portfolio manager… More

Research Analysts

30

Supported by a centralized team of 30+ sector-focused analysts supporting Growth and Value portfolios

Historical Performance

Growth of $10,000

$-

Inception date to 6/2/2025

A graphical measurement of a portfolio’s net return that simulates the performance of an initial investment of $10,000 over the given time period.

Trailing Returns

As of 6/2/2025

Calendar Year Returns

Top Ten Holdings

Symbol Company Sector Portfolio
XYLXYLEM INC/NYIndustrials787,838.70
SONYSONY GROUP CORPConsumer Discretionary721,076.00
BRBRBELLRING BRANDS INCConsumer Staples692,478.00
CNHCNH INDUSTRIAL NVIndustrials591,896.00
SPGIS&P GLOBAL INCFinancials536,045.50
AXPAMERICAN EXPRESS COFinancials484,290.00
NESNNESTLE SA464,523.57
ABBNYABB LTD415,034.40
WCNWASTE CONNECTIONS INCIndustrials390,380.00
NEENEXTERA ENERGY INCUtilities389,895.00

Portfolio Details

Fees

Gross Expense Ratio

2.57%

Net Expense Ratio

0.90%

Maximum Sales Charge

5.75%

Geographic Exposure By Country

Geographic Exposure By Region

Disclosures

The top ten holdings and sectors listed are not necessarily representative of the entire portfolio and are subject to change. The most recent semiannual report, which contains a more extensive list of holdings, is available from your financial adviser or by contacting the distributor, G. distributors, LLC.

 

The Fund’s share price will fluctuate with changes in the market value of the Fund’s portfolio securities. Stocks are subject to market, economic and business risks that cause their prices to fluctuate. When you sell Fund shares, they may be worth less than what you paid for them. Consequently, you can lose money by investing in the Fund.

 

Standard deviation is a statistical measure of the volatility of a fund’s returns. Beta measures a fund’s risk relative to the S&P 500 Index which, by definition, has a beta of 1.00. If a fund’s beta is less than 1.00, the fund is considered less risky than the market. Alpha is a measure of a fund’s actual returns and expected performance, given its level of risk (as measured by beta). Upside/downside capture ratio show you whether a given fund has outperformed, gained more or less than, a broad market benchmark during periods of market strength and weakness, and if so, by how much. R-squared is a statistic that indicates how much of a fund’s fluctuations were attributable to movements of the fund’s benchmark index.
*Effective May 22, 2023, the Fund was renamed Gabelli SRI Fund, Inc. with corresponding changes to its investment strategy.
Investors should carefully consider the investment objectives, risks, charges, and expenses of the Fund before investing. The prospectus, which contains more complete information about these and other matters, should be read carefully before investing. To obtain a prospectus, please call 800-GABELLI or visit www.gabelli.com.

 

performance data quoted. Investment return and principal value will fluctuate so, upon redemption, shares may be worth more or less than their original cost. To obtain the most recent month end performance information and a prospectus, please call 800-GABELLI or visit www.gabelli.com.
The inception date of the Fund was June 1, 2007. Performance for periods less than one year is not annualized. Performance for periods less than one year is not annualized. Class A Shares (load adjusted) includes the effect of the maximum 5.75% sales charge at the beginning of the period. Class C Shares (load adjusted) includes the effect of the applicable 1% contingent deferred sales charge for shares redeemed up to and including the last day of the twelfth month after purchase. The Fund imposes a 2% redemption fee on shares sold or exchanged in seven days or less after the date of purchase. The S&P 500 Index is an unmanaged indicator of stock market performance, its returns do not reflect any fees, expenses, or sales charges, and it is not available for direct deposit.

 

By concentrating in a small number of investments, the Fund’s risks are increased because each investment has a greater effect on the Fund’s performance than a fund which is more broadly diversified in a greater number of holdings. Investing in foreign securities involves risks not ordinarily associated with investment in domestic issues including currency fluctuations, economic, and political risks. The Fund invests substantially all of its assets in the securities of companies that meet its socially responsible and sustainability criteria. As a result, the Fund may forego opportunities to buy certain securities when it might otherwise be advantageous for it to do so, or may sell securities when it might otherwise be disadvantageous for it to do so. Not FDIC Insured. Not Bank Guaranteed. May Lose Value.

 

Effective January 27, 2020, the Fund’s Class AAA, Class A and Class C Shares were “closed to purchases from new investors”. With respect to the Class AAA & Class A shares, existing shareholders may continue to purchase additional shares. With respect to Class C Shares, neither new investors nor existing shareholders may purchase additional shares after the effective date. These changes will have no effect on existing shareholders’ ability to redeem shares of the Fund as described in the Fund’s Summary Prospectus. Additionally, on the Effective Date, Class I shares of the Fund are available to investors with a minimum initial investment amount of $1,000 and purchasing shares directly through the Distributor.

 

The Gabelli Mutual Funds are distributed by G.Distributors, LLC., a registered broker-dealer and member of FINRA.

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