Leveraging the American Tailwind of Prosperity
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The Gabelli Financial Services Opportunities (GABF) ETF is an active and fully transparent ETF, expertly crafted to invest in companies at the forefront of financial services innovation while staying up to date with major changes in the industry. Under normal conditions, GABF invests at least 80% in common stocks of financial services companies. Some important trends that ETF focuses on are digitization, the upcoming generational wealth transfer, and the “American Tailwind” of economic growth. By leveraging the Private Market Value with a Catalyst™ methodology, this ETF focuses on companies with durable brands and productive capital allocation poised for success during these trend shifts in the financial services industry.
GABF’s investment objective is capital appreciation.
Deep and Disciplined: The Fund utilizes our Private Market Value with a Catalyst™ approach to determine the price a strategic buyer would be willing to pay for the entire company and potential catalysts, such as buyouts or management changes, that could surface the unlocked value of the company.
Capitalizing on Secular Trends: Over the next 40 years, the greatest wealth transfer – measured in trillions – is expected to occur between baby boomers and millennials producing greater demand for wealth advisory and asset management services.
Dedicated Leadership: Mac Sykes #1 ranked analyst in WSJ, 2010 (#2 and #3 ranked analyst in 2014 and 2018 in Starmine).
Buy shares of GABF through any of these platforms:
Schwab • Fidelity • Interactive Brokers • Robinhood
Working with a professional? Talk to your financial advisor about adding GABF to your portfolio.
Call 1 (914) 921-5398 or email invest@gabelli.com
Buy shares through: Schwab • Fidelity • Interactive Brokers • Pershing
Supported by a centralized team of 30+ sector-focused analysts supporting Growth and Value portfolios
A graphical measurement of a portfolio’s net return that simulates the performance of an initial investment of $10,000 over the given time period.
Returns represent past performance and do not guarantee future results. Due to market volatility, current performance may be lower or higher than the performance data quoted. Total return and average annual returns are historical and reflect changes in share price, reinvestment of dividends and capital gains and are net of expenses. Investment return and principal value will fluctuate so, upon redemption, shares may be worth more or less than their original cost. To obtain the most recent month end performance information and a prospectus, please call 800-GABELLI or visit www.gabelli.com.
As of 10/05/2026
| Symbol | Company | Portfolio |
|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 6.12% |
| CNS | COHEN & STEERS INC | 5.04% |
| SPGI | S&P GLOBAL INC | 4.66% |
| NSLR | NEOSTELLAR CAPITAL CORP | 4.60% |
| MA | MASTERCARD INC - A | 4.44% |
| KKR | KKR & CO INC | 4.37% |
| COF | CAPITAL ONE FINANCIAL CORP | 4.37% |
| AMG | AFFILIATED MANAGERS GROUP | 4.33% |
| MCO | MOODY'S CORP | 4.18% |
| WFC | WELLS FARGO & CO | 4.08% |
Gross Expense Ratio
1.64% (0.90% excluding acquired fund fees and expenses)
Net Expense Ratio
1.24% (0.50% excluding acquired fund fees and expenses)
Maximum Sales Charge
0.00%
Annual Management Fee
Gabelli is waiving the advisory fee on the first $25 million in net assets until April 30, 2027. As of August 31, 2026, the annualized net expense ratio was 0.48%; including acquired fund fees and expenses the net expense ratio was 1.22%.
| Q3 2026 | Q2 2026 | Q1 2026 | Calendar Year 2025 | |
|---|---|---|---|---|
| Days Traded At Premium | 57 | 48 | 52 | 142 |
| Days Traded At Discount | 7 | 14 | 9 | 108 |
Stay informed with the latest news, insightful research, and expert perspectives tailored for forward-thinking investors straight from our Gabelli research desks.
You should consider the ETF’s investment objectives, risks, charges and expenses carefully before you invest. The ETF’s Prospectus and Summary Prospectus contain this and other information about the ETF and should be read carefully before investing. To obtain a Prospectus or Summary Prospectus, please call 800-GABELLI or visit https://www.gabelli.com/funds/etfs/documents
Distributed by G.Distributors, LLC, a registered broker-dealer and FINRA member firm.
